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A FOOL’S ERRAND: POLITICAL THEORY FROM DARWINIAN EVOLUTIONJacob SheberEmploying evolution in philosophical pursuits is a tricky
project with a poor track record. Even
with the pitfalls clearly marked, many evolutionary thinkers tumble in anyway.
Furthermore, the mere mention of Darwin is like a lightning rod, drawing criticisms
from both the religious right, the political left, and even a few in between.
Nevertheless, the insights into human nature ascertained through evolutionary
psychology are too important to be dismissed or ignored.
How a society ought to be structured, in my opinion, is the most
important question in philosophy. The various answers
to this question have impacted directly on the lives of human beings around
the world, and will continue to do so in the future. Specifically, the blending
of evolutionary theory and political philosophy, in the past, has led to immeasurable
pain and suffering. So, it is with careful consideration that this paper has been
composed. Insights gained through the study of human evolutionary
history inform and support a libertarian political ethic. Using evolutionary psychology
in such a manner avoids the errors made by past thinkers who attempted to construct
a political philosophy directly from evolution.
Furthermore, evolutionary theory is not as politically flexible as some
have alleged. To support these claims, this paper will review some past attempts
at deriving political and moral truths from evolution. By doing so, the failures
of the past can hopefully guide us in the right direction. This paper will also
look at Randy Barnett’s The Structure of Liberty.
Its natural law method of analysis will provide a framework from which
we can properly view evolution and its implications for politics.
Next, I will demonstrate that evolutionary theory does indeed support and
inform Barnett’s libertarian ideas. Lastly,
I will attempt to thwart the claim that evolution is neutral in its application
to politics.
Politics
and Evolutionary Politics
Even before Darwin published the theory of natural selection,
the notion of biological evolution was being used to construct political theory.
In 1851, Herbert Spencer published his first book, Social Statics, which
proposed a libertarian political ethic based upon Lamarckian evolution and biological
progressionism. Eight years later, Darwin’s
Origin of Species set forth a new theory of evolution, that of natural
selection. While accepting it as a partial explanation for biological change,
Spencer believed it to be insufficient, and continued to cling to the older Lamarckian
idea of organisms modifying themselves and then passing those modifications on
to their offspring. Between the two theories
of evolution, Darwin’s, of course, gained prominence, and the political theory
that Spencer put forth came to be known as ‘social darwinism.’ Throughout the latter half of the 19th century,
Spencer’s popularity soared, and to many, he was seen as a ‘Second Newton.’
“Survival of the fittest,” became the rallying cry of those who presumed
themselves to be the ‘fittest,’ such as Andrew Carnegie and John D. Rockefeller
as they crushed competing businesses and exploited their employees. ‘Natural’
progress, along with Spencer’s laissez-faire ideas, were used to condone poverty
and starvation as necessary evils on the path to societal perfection (Young, 1987). Whereas Lamarckian evolution claimed that the
weak will adapt, Darwinian evolution dictates
that the weak must die.
To no one’s surprise today, Spencer’s popularity diminished
as quickly as it arose. If the unfounded
scientific claims that Spencer employed were insufficient to cause a person to
reject his theory, then the political and moral consequences of social darwinism
certainly were. Spencer’s most outspoken critic, T. H. Huxley, echoed this sentiment
when he said, “let us understand, once for all, that the ethical progress of society
depends, not on imitating the cosmic process, still less running away from it,
but in combating it” (in Ruse, 1998, p.83). The focus, for Huxley, was on the
competitive nature of Darwinian evolution. However, sometimes the best way to
compete, is to cooperate. In his The Descent of Man, Darwin acknowledges
the role cooperation plays in natural selection. Darwin states: There can be no doubt that a tribe including many members
who, from processing in a high degree the spirit of patriotism, fidelity, obedience,
courage, and sympathy, were always ready to give aid to each other and to sacrifice
themselves for the common good, would be victorious over most other tribes, and
this would be natural selection (p.30).
Believing that cooperation plays a large role in natural
selection, Petr Kropotkin, in 1902, laid out his political philosophy of Anarchistic
Communism in his book entitled Mutual Aid. “The ants and termites have renounced the ‘Hobbesian
War,’ and they are the better for it,” writes Kropotkin (p. 14).
Using examples from nature, he argued that while there is a struggle for
existence within a species, there is another struggle taking place between different
species, and rival groups of the same species.
It is at the second level we find fitness through cooperation.
Kropotkin believed that a state of Anarchistic Communism, without central
authority, was a more ‘natural,’ more ‘virtuous,’ state of affairs. Kropotkin’s
emphasis on cooperation anticipated the study of evolutionary psychology popular
today. However, missing from this analysis
was the notion of selfishness, which is a crucial explanation on why cooperation
occurs. Instead, Kropotkin thought cooperation
was the result of selfless behavior on the part of individuals – more bad science.
Today, biologists understand that selection occurs at the level of the individual,
not the group.
The practice of inferring ethical and political theories
from biological evolution was seemingly dealt a deathblow in 1903 with the publication
of G. E. Moore’s Principia Ethica. It is always flawed reasoning, he believed,
to derive an ‘ought’ from an ‘is.’ Moore
labeled this mistake, first pointed out by Hume, the ‘naturalistic’ fallacy. Clearly,
this philosophical misstep was committed by Spencer, Kropotkin, and even Huxley
(for you cannot draw out an ‘ought not’ from an ‘is,’ either). Explains Moore: The survival of the fittest does not mean, as
one might suppose, the survival of what is fittest to fulfill a good purpose–best
adapted to a good end: at the last, it means merely the survival of the fittest
to survive; and the value of the scientific theory, and it is a theory of great
value, just consists in shewing what are the cases which produce certain biological
effects. Whether these effects are good
or bad, it cannot pretend to judge. (P. 48). The divorce of the political from the biological lasted
for a little over 70 years. Then, in 1975 E. O. Wilson published Sociobiology:
The New Synthesis. Sociobiology is the study of social behavior as a product
of natural selection. While Wilson initially formed his ideas by studying ants,
he believed his conclusions to be relevant to all social organisms, including
humans.
The argument he puts forth is in four basic parts. Each
part best thought of as a rung on a ladder. First, we must understand that some
behaviors confer greater fitness for those who employ them over those who do not.
Second, if we witness all the members of a population engaging in a certain behavior,
we can conclude that its universality grew out of natural selection. Third, since
natural selection only occurs when there are genetic differences, we can reasonably
assume that those individuals who engage
in a fitness maximizing behavior are different from their ancestors who did not
engage in said behavior. Fourth, any attempted modifications of that
adaptive behavior will be difficult because it will be resisted by a population
which is dominated by those individuals engaging in that behavior (Casti, 1989).
There are numerous criticisms of Wilson’s project – too numerous to go into at
length here. For the purpose of this paper, our attention will be focused on the
fourth rung of Wilson’s ladder. By mentioning the inherent difficulty in modifying or
altering human behavior, Wilson inserted himself in the always controversial,
hotly contested, nature/nurture debate. This debate has great significance for
political and social theorists. If human nature is primarily inborn, then there
exist serious limitations on what a government can successfully accomplish. On
the other hand, if an individual’s personality
is shaped by his or her environment, then, by tweaking that environment, the scope
of what a government can successfully accomplish is substantially increased. The
utopian socialists generally take for granted the idea that human nature is simply
a product of one’s social environment. Robert Owen is a good example that comes
to mind. Many thinkers with socialist leanings find comfort in this idea, especially
after witnessing the harsh reality of a world lacking in socialist ‘virtues.’
Wilson’s Sociobiology challenged this assumption, and opened up a political
can of worms. The political can of worms referred to here is better
known as The Science for the People Sociobiology Study Group. The group was a
scientific think-tank made up of notable left-wing biological scientists such
as Stephen Jay Gould, Richard Levins, Richard Lewontin, and Steven Rose. While
some of the criticisms hurled at Wilson by the group were of a purely scientific,
and constructive nature, others were personal, for example, linking him to the
Nazis (Casti, 1989). While one might expect
a concerted effort on the part of scientists to separate their political opinions
from their scientific work, this certainly isn’t the case for population geneticist
Richard Lewontin.
Lewontin writes:
Any investigation into the genetic control of human behaviors
is bound to produce a pseudoscience that will inevitably be misused. Nothing we
can know about the genetics of human behavior can have any implications for human
society. But the process has social impact because the announcement that research
is being done is a political act ... I treat my job as a political activity (in
Casti, 1989, p. 190). Setting aside the politically motivated attacks for a
moment, it is important that we recognize and address the reasonable, more legitimate,
gripes against sociobiology.
Of
the myriad of criticisms levied against sociobiology, I want to focus on the two
most important to the project at hand. The first deals with the attempt to divine
ethical truths from evolution. No naturalistic fallacy here. Instead, Wilson,
in collaboration with zoologist Michael Ruse, advanced the idea that morality
is an illusion fabricated by our genes that facilitates social behavior (thus
ensuring the gene’s continued existence). Philosopher Daniel Dennet took this notion to task by reminding us of the ‘genetic fallacy.’ It is incorrect
to equate something with that from which it came. Or as philosopher Mary Midgley
put it, “It is always a fallacy ... to say ‘that flower is really only organized
dirt’” (1991, p.12). Morality may have grown out of evolution and social living,
but that does not mean that is all that it is.
The second criticism, not entirely unrelated to the first,
concerns the role memes play in perpetuating advantageous behavior. The term ‘meme’
was introduced by Richard Dawkins in 1976 in his now-famous The Selfish Gene.
Whereas genes transmit biological information, memes are the units of cultural
information. For an example of a meme, Dawkins uses the idea of God.
It grows from the ‘meme pool,’ replicates via interpersonal communications,
and survives and endures because of its value in the cultural environment. The
recognition of the cultural environment is where Dawkins departs from Wilson.
Wilson’s claim that socially adaptive behavior arises chiefly from genetics overlooks
culture and the relatively large brains we all possess. This is perhaps the most
compelling argument against sociobiology that arose from The Sociobiology Study
Group, advanced primarily by Stephen Jay Gould. To think of human behavior solely
as a product of natural selection assumes too much. Some behaviors are likely
the result of non-adaptive changes in the human brain (or ‘spandrels,’ as Gould
calls them). Still others are likely the
result of the social environment. Gould has a point when he asks, “Why should
such a complex and various world yield to one narrowly construed cause?” (Gould,
2000, p.125). As powerful as these arguments against Wilson’s Sociobiology
are, it was most likely the perceived political incorrectness of his project that
gave it a black-eye. In 1970s academia, the prevailing belief was scientific research
should be steered by political philosophy, or more specifically, Marxism. Wilson’s
project deviated from that course, and was criticized for doing so.
Wilson (correctly) accused such criticisms as committing what he called
the ‘Fallacy of the Political Consequent.’ Nevertheless,
the damage was done. Sociobiology was,
in the academic environment, selected against.
However, the explanatory power of Darwinian evolution
proved too useful a tool to be thrown away with sociobiology. Within the last
10 years or so, Darwinian explanations for human behavior have once again come
to the forefront. The new science is called evolutionary psychology, and if you
visit your local library or bookstore, you will find numerous books dealing specifically
with it. Among those, you may even find
a few that mention politics, but very few. Most often they will only be political afterthoughts
that are sketchy and best. The reasons for this should be obvious by now.
Robert Wright, author of The Moral Animal (arguably the manual
on popular evolutionary psychology), writes, “To the extent that the new Darwinian
paradigm has reasonably distinct political implications – and as a general rule
it just doesn’t – they are about as often to the left as to the right” (1994,
p.13). It is generally understood that constructing a political theory out of
evolution is a fool’s errand. You just can’t get there from here. With this in mind, let’s review the pitfalls that must
be avoided in bringing together political philosophy and evolutionary theory.
First, we must remember not to confuse biological change, with change that
is for the better. Second, we must not commit the ‘genetic’ fallacy, or try to
equate the thing from which it came. Third, try to remember we have large brains,
some of our behaviors might be learned. Fourth, avoid coming across as cold or
callus to the weak, poor, or otherwise oppressed, or else the political left will
eat us for breakfast. And finally, fifth, remember that going directly from evolutionary
theory to political philosophy is a path that should probably be avoided. Chances
are, if you try it, you will likely fall into one of the pitfalls mentioned here,
or stumble into a new one. With the history lesson out of our way, and our eyes
open to the problems that must be avoided, its time to shift gears. In the next section will look at Randy Barnett’s
The Structure of Liberty: Justice and the Rule of Law. It is a relatively recent work of libertarian
political philosophy that presents a powerful case for natural rights and private
justice.
Libertarianism
and the Natural Law Method
It is easy to tell that Randy Barnett’s
The Structure of Liberty was written by a lawyer. But for the patient
reader the reward is a brilliantly argued, logically sound, political theory in
favor of limited government respecting individual liberty. In a Machiavellian
mode, Barnett separates ethics from politics, and promotes his ‘blueprint’ for
an orderly society that is value-neutral. However, whereas The Prince
was concerned with acquiring and keeping political power, The Structure
of Liberty is about combating certain difficulties that all societies face.
These obstacles, as Barnett sees them, are the problems of knowledge, interest,
and power. It is Barnett’s Natural Law method of analysis that is
an interesting departure from other liberal political philosophies. He explains
the Natural Law method as one that conforms to the following pattern: “Given
that the nature of human beings and the world in which they live is X, if
we want to achieve Y, then we ought to do Z” (p.12). The ‘Y’ variable in
the above equation for Barnett is “happiness, peace, and prosperity” (p.16).
No serious detractor would take issue with this. Therefore, any criticism
must challenge the other two variables. Let
us now turn our attention to the ‘X’ variable – the nature of human beings and
the world in which they live. What does Barnett understand to be the nature of human
beings? Well, he agrees that human ‘instincts’
may limit what government can successfully accomplish. However, Barnett’s argument
encompasses much more than mere evolutionary psychology. In his natural law reasoning, “natural tendencies
play a very small role”(p. 9). Human behavior is not his primary focus. Instead,
he is concerned with human needs and limited human abilities.
Barnett enumerates these limited abilities in his discussion on the problems
of knowledge, interest, and power.
Barnett breaks down the problem of knowledge into three
parts. All three contain crucial aspects that support his theory of justice.
However, for the purpose of expediency, I will only examine the first part
here: the problem of knowledge as it relates to the use of resources in society. Basically, the point he makes here is that
there are many different ways that valuable resources may be used in a society. The problem is knowing which is the best way
to use them. Friedrich Hayek placed great emphasis on this problem which Barnett
borrows and expounds upon. Roughly stated, we each know many things to be true,
and all these ‘individual truths’ are, for the most part, inaccessible by others.
Now, it is important to note that all these ‘truths’ are not necessarily true.
My ‘truths’ may differ from your ‘truths.’ So, the situation present in
any society, is one with a multitude of different ‘truths.’ The problem, as Barnett sees it, is when your knowledge about
how resources should be used conflicts with my knowledge. How can we possibly
take this conflict into account when making our decisions, if we are unable to
access each other’s thinking? The answer is, we cannot. Barnett’s solution is
to provide us both with discretionary control over our own resources. Centralized decision-making about resource
use is doomed to fail because it is impossible for one person, or a few people,
to have access to the relevant knowledge necessary to put resources to their optimal
use. From our limited ability to access the ‘truths’ of others, Barnett derives
the right of several property, which he defines as, “the right to acquire,
possess, use, and dispose of scarce resources” (p.83). This right delegates the
use of resources to many and (partially) solves the problem of knowledge.
Building upon the problem of knowledge, Barnett delves
into his second problem, the problem of interest. Again, we find he has broken
down this problem into three components. They are the problems of partiality,
compliance, and incentive. At the risk of doing Barnett great disservice, I will
only look at the problem of partiality here.
“People tend to make judgments,” declares Barnett, “that
are partial to their own interests or the interests of those who are close to
them at the expense of others” (p.136). This is hardly an earthshattering insight.
But why is this the case? One explanation
which Barnett offers relates back to the problem of knowledge. We act in a partial
manner partly because we are more aware of our own interests than the interests
of others. Our inability to know the interests of others is again to blame. Also, you will remember that Barnett’s goal
is ‘happiness, peace, and prosperity.’ Happiness
is an individual’s responsibility to oneself which requires people to act in a
manner that is partial to their own interests. So, Barnett’s partiality problem
is twofold: (1) we are unable to know all the interests of others, and (2) our
happiness requires us to be partial. The solution to the partiality problem lies, again, in
the right of several property. By
granting all people jurisdiction over their own resources, partiality is diffused,
preventing the self-interested decisions of just the few. The partiality problem
is also combated by another right, the right of freedom of contract. This
right holds that, “persons may consent to legally enforceable transfers of their
property rights,” and, Barnett adds, “transfer of property rights should not be
imposed upon them with out their consent” (p.65). This freedom to contract
and freedom from contract requires that
the partial interests of other people are a part of the decision-making processes
when property transfers take place. While we are limited in our ability to know
the interests of others, the right of freedom of contract demands that
we acknowledge that others have legitimate interests, and deal with them accordingly.
The third problem that all societies face is the problem
of power. The problem of power is broken down into two components by Barnett.
They are the problem of enforcement abuse and enforcement error. Barnett’s theory of justice is composed of
five basic rights. Whenever rights are asserted, there is a tacit understanding
that these rights must be upheld and protected by force if necessary. Combined
with the problem of partiality, this necessity of force may, and often does, lead
to enforcement abuse. This is a very straightforward problem for society. Barnett
addresses this problem, along with a problem of enforcement error (mistakes made
in justice compliance), by pointing out two more rights. They are the right of self-defense,
and the right of restitution. A good way to think of these two rights is
as a check against the misuse of power in society. Each of the three problems discussed in The Structure
of Liberty overlap with each other, but are at the same time separate problems in their own right.
There are some aspects of the knowledge problem in Barnett’s discussion on the
problem of interest. Also, when he talks about the problem of power, interest
problems are mentioned. However, if it were possible to solve any one of the problems
in a way that was different from Barnett’s, the other two would still remain.
Any serious political theory must address all three, and accept the inescapable
nature of the reality from which they arise. The problems Barnett identifies accurately
fill in the ‘X’ variable in the Natural Law method of analysis – the nature of
human beings and the world in which we live. They exist, and because they exist
there are serious limitations on what a government can successfully accomplish. Lest you doubt the serious nature of these problems,
Barnett asks us to try and imagine a race of people and a world in which they
did not arise. Barnett states: These beings would have complete knowledge of everyone’s
particular circumstances, including each person’s subjective needs, aspirations,
and opportunities; and they would act completely impartially, neither favoring
their own interests, nor the interests of those they care for. ... We are not
and can never be like them. We live in a world of radically dispersed knowledge
and partiality of interests and the liberal conception of justice and the rule
of law help us cope with these features of this world (p. 137).
Barnett begins his book by comparing society to a building,
and his theory of justice to architectural blueprints. His point is, just like
an architect is bound by the laws of physics, a social or political theorist is
bound by the social realities of the world in which he or she lives. Just
as gravity is real, so too are the problems of knowledge, interest, and power.
Barnett’s ‘blueprint’ is his theory of justice which includes five rights: 1) the right of several property 2) the right of first possession 3) the right of freedom of contract 4) the right of restitution 5) the right of self-defense
Each
of these rights is necessary to combat the problems Barnett mentions. By now, you are no doubt asking yourself what all this
has to do with evolution. The answer is, absolutely nothing! Barnett’s Structure of Liberty offers
up a model for an orderly society largely independent of both moral philosophy, and human ‘instincts.’1
Its arguments are compelling enough
without an appeal to evolutionary psychology.
However, when we examine the facts of our evolutionary past, the problems
Barnett reveals become more troublesome, and the solutions more vital.
Evolution,
Selfishness, and the Problem of Partiality
Of the different problems Barnett describes, the problem
of partiality is most apt to get the heads of evolutionists nodding in agreement.
In nature, acting out of one’s own self-interest is the rule rather than the exception.
George Williams, a giant in the field of evolutionary biology, writes, “As a general
rule today a biologist seeing one animal doing something to benefit another assumes
either that it is manipulated by the other individual or that it is being subtly
selfish” (1988, p.391). From where could such a cynical attitude come?
Let us assume for a moment that apparent acts of altruism
were not motivated by selfishness, but by selflessness. Imagine a species of organisms
where each individual behaved in a manner that was impartial to the interest of
itself and others. At first glance, this does not seem so far-fetched. In fact,
some might be tempted to point to a beehive or an ant colony as an example of
selfless social behavior. However, social insects such as these are a special
case. Each bee in a hive is closely related to the other members of the hive.
So, in terms of genetics, the impartiality of the hive is partial to the
shared genetic code of that hive. Social organisms, which are not all brothers
and sisters, possess a wider range of different genes. Again, this may not seem
like a problem. If everybody helps everybody else equally, each organism’s genes
have an equal chance of being passed on to future generations. This is all well
and good, but such a state of affairs is easily disrupted. Were we to introduce
a selfish organism into the population, then that organism would reap the benefits
of its partiality, and the impartiality of the others. That organism would
thrive in such an environment passing on its genes to its offspring, introducing
even more selfish individuals into the population. It would not take long (in
evolutionary terms) for the entire species to be overrun with selfish members.
So, it appears Williams is correct, the assumption has to be, if witnessing what
looks like altruistic behavior, either manipulation, or subtle selfishness is
occurring.
Lately, there has been a lot of criticism of the work
being done in evolutionary psychology. Some
of these complaints are not without their merit. One such critic, Hilary Rose,
points out that through adaptionist reasoning, evolutionary psychologists claim
to be able to explain both parental protection and infanticide. “Used the
like this,” she writes, “selection explains everything and therefore nothing”
(p.147). I agree that, in some respects,
evolutionary psychology is trying to do too much. This is a mistake I want to
be careful not to make here (try to remember, we have large brains). But I do
believe that selfishness is an inherent human trait. That is all I am trying
to assert here, and I believe even the most entrenched critic of evolutionary
psychology will at least grant me this. Those who argue that culture influences human behavior
have a large hurdle to jump if they wish to suggest selfishness is not an inborn
trait. We find it throughout the animal kingdom, and witness it in humans across
cultures and throughout time. Barnett admits that the natural law reasoning he
employs is open to criticism for what he takes to be the nature of humans and
the world in which we live. Yet, he avoids the method of discovery used in this
paper to discern the reality of human nature. I suspect he does so in an attempt
to avoid the types of criticisms and controversies discussed in the first section
of this paper. Barnett goes to the extent of aligning himself with John Locke
who denied the existence of inborn human ‘instincts,’ and rejected the practice
of building moral principles out of natural inclinations. However, the problem
of partiality is only solidified when we view it through the lens of evolution.
This does not mean his theory needs an evolutionary account of human selfishness.
It is only collaborating evidence in support of the problem, strengthening the
need for the solutions he provides. Even if the reasoning offered here in support
of inherent human selfishness were found to be mistaken, Barnett’s theory still
would remain intact.
A
Darwinian Left?
Sociologist Hilary Rose’s contempt for evolutionary psychology
is apparent in her article “Colonizing the Social Sciences?” Specifically, she
believes that evolutionary explanations for human behavior are encroaching upon
the independence of the social sciences with defective reasoning, grandiose claims,
and misguided cultural agendas. Rose makes some valid points against some recent
attempts at explaining behavior through evolution. However, I do not believe she
makes the case for shutting this particular avenue of inquiry down completely.
Sociology is, after all, an entire science based on the notion of
nurture over nature, so her disdain comes as no surprise. What is interesting
is that she echoes the sentiment made by Wright who claimed that the political
implications of Darwinism are about as often to the left as to the right. She
breaths “and almost audible sigh of relief” at this notion, and after noticing
Peter Singer in favor of a Darwinian political left, declares evolutionary psychology
as a science where you can “pick-your-own politics” (p.150). It should be clear by now that I, for one, have ‘picked’
my own political theory informed by evolutionary psychology. But is evolutionary
theory really so elastic? If you were going to respond to that question after reading
Peter Singer’s A Darwinian Left: Politics, Evolution, and Cooperation,
you would almost have to answer ‘no’. Singer spends a good portion of the book contrasting
the ‘traditional’ left with his newly proposed Darwinian left. When he is finished,
what remains is a political point of view that hardly resembles anything that
one would classify as ‘left.’ Even the most staunch libertarian would find very
little to disagree with after reading it. Even Singer admits that his Darwinian
view “is a sharply deflated vision of
the left” (p. 62). In the summary of his book, he outlines several things that
the Darwinian leftist must and must not
do. See if you agree with how I’ve characterized his thoughts. Here’s what he states a Darwinian leftist cannot do:
1) “Deny the existence of human nature ...” 2) “Expect to end all conflict and strife between human
beings ...” 3)
“Assume all inequalities are due to discrimination ...” And,
what a Darwinian leftist must do:
4)
“Accept that there is such a thing as human nature ...” 5) “Reject any
inference from what is ‘natural’ to what is ‘right;” 6) “Expect that,
under different social and economic systems, many people will act competitively ...” 7) “Expect that,
regardless of the social and economic system in which they live, most people
will respond positively to genuine opportunities to enter into mutually beneficial forms
of cooperation;” 8) “Promote structures that foster cooperation rather
than competition, and
attempt to channel competition into socially desirable ends;” 9) “Recognize
that the way in which we exploit nonhuman animals is a legacy of a pre-Darwinian past ...” 10)
“Stand by the traditional values of the left by being on the side of the weak,
poor and oppressed, but think very carefully about what social and economic changes will really
work to benefit them” (p.60-62). I can imagine such a political vision being more offensive
to the traditional left, than to more conservative political theorists. I wholeheartedly
agree with the last point (avoid coming across as cold or callous to the weak,
poor, or otherwise oppressed). The bit about exploiting nonhuman animals, is interesting.
I am neither offended by it, nor particularly moved to agree. The only
point that causes me to raise an eyebrow is number eight, “Promote structures
that foster cooperation rather than competition ...” Such a notion is not offensive
in and of itself. My only question is ‘how,’ and what does he mean by ‘socially
desirable ends?’
The ‘how,’ I fear, in Singer’s mind, is through public
policy. Barnett’s political theory fosters cooperation by diffusing partiality
and allowing individuals free rein to cooperate, if they so choose. Singer seems to want the government to do more
than Barnett would allow. Whereas Barnett’s theory is neutral as to the choices
that members in society make, Singer seems to want to guide people’s choices away
from the acquisition of wealth, and into other avenues that will make people ‘truly’
happy, like being an active part of a community. Singer sees government as a tool to guide the quest for
status that humans tend to engage in. One
suggestion put forth in his book is to place a tax on spending so as to end conspicuous
consumption, which he sees as a show of status that places people on a wealth
hierarchy. However, the problem of partiality mentioned by Barnett, and supported
by evolutionary theory, may make the implementation of such a policy, or policies,
difficult. Furthermore, the problems of enforcement error and enforcement abuse
may make it downright dangerous. Barnett distinguishes between two distinct types of morality.
Singer’s tax on spending proposal is what Barnett would refer to as a morality
of aspiration. Barnett’s theory of justice concerns solely what he calls the morality
of duty. Barnett borrows this notion of separate moralities from liberal political
theorist Lon Fuller. Fuller explains: Where the morality of aspiration starts at the top of
human achievement, the morality of duty starts at the bottom. It lays down the
basic rules without which an ordered society is impossible, or without which an
ordered society directed toward certain specific goals must fail of its mark .
. . It does not condemn men for failing to embrace opportunities for the fullest
realization of their powers. Instead, it condemns them for failing to respect
the basic requirements of social living (p.5-6). Both
sets of morality are important, but the morality of duty is necessary for
happiness, peace, and prosperity. When a government pursues a morality of aspiration,
often it does so at the risk of the morality of duty. The pursuit of the morality
of aspiration, according to Barnett, must not be pursued publicly, but by private
individuals and institutions. But the bigger problem with fostering cooperation toward
‘socially desirable ends’ is knowing and agreeing on what these ends are. Is Singer’s
notion of what is socially desirable really so desirable? I’ll just stick with
happiness, peace, and prosperity, thank you very much.
Furthermore, Singer, much like Kropotkin before him,
is highly enamored with the cooperative aspect of human nature. It is in our nature
to cooperate, and he believes, we should look toward game theory as a model on
how to build a more cooperative society. Most students of evolution are familiar
with game theory. It involves the prisoner’s dilemma. In the game, we are asked
to imagine two prisoners that must make a choice; either give evidence against
the other and receive a shorter sentence, or stay silent and hope the other stays
silent and both face a lesser charge. However, if each gives evidence (defects) against
the other, both suffer the most severe penalty. In 1979, Robert Axelrod, a political
scientist, set up computer tournaments to find out which strategy for the game
performed the best in repeated head to head clashes. Of the different strategies,
the one that tended to win out was known as Tit-for-tat. When Tit-for-tat faced
defectors, it defected. When it faced cooperators, it cooperated. In a population
of Tit-for-taters, cooperators prosper while defectors suffer. Axelrod’s work
in game theory seems to offer us insight into how cooperation may have evolved
in nature. Singer’s method of constructing a Darwinian left takes Tit-for-tat
as a model on how we might be able to construct a society that fosters greater
cooperation.2 From this, Singer suggests that, as a society, we should
deal with the problem of scale. What he means by this is that the prisoner’s dilemma
that leads to cooperation only works when the game is played more than once. In
big cities, where most people are anonymous to everyone else, Tit-for-tat, as
a strategy, just does not work. It is too easy to cheat (defect) and get away
with it. Another suggestion Singer makes, in order to properly take advantage
of Tit-for-tat cooperation, is to level out the disparity in power and wealth.
If I have no leverage to punish you with when you defect, you have little reason
not to.
There appears to be another similarity between Kropotkin
and Singer. Despite his protests to the contrary, this line of reasoning appears
to be dangerously close to committing the ‘naturalistic’ fallacy. Cooperation
is a fact of nature. It may even be a fact most people are happy with.
However, the moment Singer argues in favor of supporting the cooperation that
occurs naturally, and adjusting society so the ‘game’ can be played like it was
‘meant’ to be played, the fact-value gap is traversed.
Or, as Huxley would have put it, ‘the cosmic process is being imitated.’ All of this may be a little unfair to Singer. The simple
point I am trying to make here is that evolutionary theory is not so flexible
as to support just any political theory. It does have some distinct political
ramifications. When it informs a libertarian political philosophy, it successfully
supports the claims being made. When it informs a more leftist vision, its pretty
much libertarian as well.
Conclusion
The word ‘inform’ has been used several times throughout
this paper. This is because I believe ‘to inform’ is all that evolutionary psychology
can do in relation to politics. Going directly from evolutionary truths to political
theory, while tempting, is woefully misguided. There simply isn’t enough to go
on. Past attempts to do so have failed miserably. However, evolutionary psychology
grants us insights into what it is to be human. It tells us that there is
such a thing as human nature. This knowledge is very valuable in the natural law
method of analysis that Barnett employs. Given that human nature tends to be selfish,
if we want to achieve happiness, peace, and prosperity, than we ought to adopt
Barnett’s theory of justice. This method of analysis is value neutral. It does not pretend to judge whether human
nature is ‘good’ or ‘bad.’ Rather, Barnett simply accepts it as it is; simple
reality that must be dealt with. This is the strength of Barnett’s The Structure
of Liberty. It does not need
to be ‘informed’ by evolutionary psychology, but when it is, its conclusions are
further confirmed. In such an approach, the ‘naturalistic’ fallacy does not rear
its ugly head. Still, some may argue that holding human selfishness
as a constant in the natural law equation is a mistake. Some may suggest human
selfishness should be conquered, instead of accepted. In doing so, they may appeal
to the fact that human beings have large brains, capable of rejecting those selfish
tendencies. Yes, this may be possible. In order to do so, a government or society
would have to be structured in a way that ran counter to the natural inclinations
of people. This would be a monumental
task, to say the least. I would stop just short of saying it was impossible. Aldous
Huxley’s Brave New World puts forth and interesting hypothesis as to how
this may be done. But, a society that was able to curb human being’s natural inclinations,
whether it is through drugs or government intervention, leaves a lot to be desired. Also discussed in this paper was the belief that evolution
was flexible in the types of political theories it could inform. Peter Singer’s
recent work in leftist Darwinian politics was examined as an example of
this alleged elasticity. However, the view Singer offered was more against
the traditional left than it was for it.
Clearly, we have not yet heard the last on the matter.
As our understanding of evolutionary psychology continues to unfold, further questions
concerning the structure of society will be answered. And, I think it is fair
to say, many more questions will be asked. The challenge for philosophers and
political scientists is to become objective in their analysis. The facts of evolution,
as hard as they may be to uncover, are not flexible. The moment we disregard the
truths about human nature we find politically unpalatable, or blindly accept those
which we want to be true, our descent into mere sophistry will have begun.
Endnotes 1.Use
of the word ‘instinct,’ when referring to humans, means something entirely different
from animal
instincts. Generally, we think of animals as ‘slaves’ to their instincts. Animal
behavior is little more than genetic programming. Humans are distinct in that
we have emotions. Evolutionary psychology
goes a long way in explaining why we feel the way we do, and how those feelings
may have developed. Emotions tend to influence of decision-making. However, we
are not ‘bound’ by our emotions like a dog is bound to obey its instincts.
2.
Singer writes that Axelrod’s model has “generally been supported by subsequent
work in the field”(p.51).
This is not entirely true. Shortly after Axelrod published his The Evolution
of Cooperation, biologists and zoologists realized that there were too few
examples of Tit-for-tat strategies at work in nature. A truly stable community
is made up of programs engaging in the ‘Pavlov’
strategy. Game theorist Martin Nowak introduced ‘Pavlov’ in 1992. For a fascinating
history lesson in game theory, I recommend Matt Ridley’s The Origins of Virtue
(1996).
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